Episode 76 | Regulatory Update:  Complaints, credit and conduct
Financial Services Risk and Regulation Unravelled Podcast

Episode 76 | Regulatory Update: Complaints, credit and conduct

2025-06-18
Tune in for the latest regulatory developments shaping the UK financial services landscape and what these mean for you. In this episode, David Morrey and Ben Farmer examine the FCA’s proposals to simplify complaints reporting, including the removal of group-level submissions and the introduction of standardised six-monthly intervals. They also talk about the FCA’s review of the Register, updates to value assessments for authorised fund managers, and the final rules for trading unlisted securities under the new Private Int...
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