For the last couple of years, FINRA has been working to revolutionize the digital experience of firms, particularly when it comes to registration and disclosure. Now many of these changes have come to life through the new FINRA Gateway and a new Form U4 filing experience.
On this episode, we talk to Credentialing, Registration, Education and Disclosure’s Noah Egorin and Technology’s Claudia Holanda to hear about recent changes and what firms and registered reps alike can expect going forward as FINRA continues to iterate and improve the digital experience.
Resources mentioned in this episode:
Episode 29: CRD Transformation
Episode 36: Digital Experience Transformation
FINRA Gateway
FINRA Gateway Webinars
Financial Professional Gateway (FinPro)
Sign up for FINRA Emails
Send Feedback: feedbackfinragateway@finra.org
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