Small-Cap Institute Presents...

Joseph Manko, The Horton Fund - On founder CEOs and transition (part 2)

It’s one thing to have a great career in investment banking, a standout career in law, or be a long-tenured institutional investor; Joseph Manko, Jr.* has done all three. In his senior role at The Horton Fund, Joe now has a front row seat daily to the unique boardroom challenges faced by small-cap companies. SCI is confident that you’ll learn from his candid, poignant observations.

Joseph Manko, The Horton Fund - On founder CEOs and transition (part 1)

It’s one thing to have a great career in investment banking, a standout career in law, or be a long-tenured institutional investor; Joseph Manko, Jr.* has done all three. In his senior role at The Horton Fund, Joe now has a front row seat daily to the unique boardroom challenges faced by small-cap companies. SCI is confident that you’ll learn from his candid, poignant observations.

Caroline Tsay - What small-cap board members can learn from their large-cap colleagues

Caroline discusses several large-cap governance best practices that she believes are critical to small-cap boardroom success: (1) ethics/compliance; (2) capital allocation oversight; (3) diversity; and (4) CEO succession planning. Long before turning 40, Caroline Tsay* had multiple large-cap senior operating roles in technology, and has also served on the boards of iconic American companies such as The Coca-Cola Company and Morningstar. Now, nearly four years into running a software company she co-founded, there are few executives in the country who share her unique perspective about the large-cap – small-cap divide. SCI couldn’t be happier to share some of Caroline’s thoughts.

John Rogers, Ariel Investments - On the importance of management and board relationships

One thing we hear constantly when speaking with accomplished CEOs is how key of a role their boards of directors played in their company's ultimate success, both in periods of growth and challenge. John Rogers hits on this exact point from the investor perspective. SCI was fortunate to spend time speaking with John W. Rogers, Jr., Chairman, Co-CEO, and Chief Investment Officer of Ariel Investments. Ariel manages in excess of $11 billion and started in 1983 with a core focus on small- and mid-cap companies.

John Rogers, Ariel Investments - There’s a lot more to it than numbers

We all know and appreciate the old adage: “great minds think alike.” If you listen to SCI’s interview with Garry Ridge, the high-performing CEO of WD-40, you will hear Mr. Ridge talk about the importance of corporate culture, and the importance of CEOs knowing what they don’t know. Now listen to Mr. Rogers, and you’ll immediately assimilate the “great minds.” SCI was fortunate to spend time speaking with John W. Rogers, Jr., Chairman, Co-CEO, and Chief Investment Officer of Ariel Investments. Ariel manages in excess of $11 billion and started in 1983 with a core focus on small- and mid-cap companies.