Episode 296 – the Seeing Green edition

2022-03-25

The SEC releases regulations around climate change as Tom take a solo turn to look at some of the week’s top compliance and ethics stories in the Seeing Green edition.Stories1. SEC comes out with climate change regs. Andrew Ross Sorkin in NYTimes Dealbook. Matt Kelly in Radical Compliance. Tom and Matt in Compliance into the Weeds.2. SFO spanked again. Andrew Crowley in MLex. 3. Getting rid of old data critical. Debevoise lawyers in Compliance and Enforcement. 4....

The SEC releases regulations around climate change as Tom take a solo turn to look at some of the week’s top compliance and ethics stories in the Seeing Green edition.

Stories

1. SEC comes out with climate change regs. Andrew Ross Sorkin in NYTimes Dealbook. Matt Kelly in Radical Compliance. Tom and Matt in Compliance into the Weeds.

2. SFO spanked again. Andrew Crowley in MLex.

3. Getting rid of old data critical. Debevoise lawyers in Compliance and Enforcement.

4. The ‘S’ in ESG. Mike Volkov in Corruption Crime and Compliance.

5. FINRA and CCO liability. Matt Kelly in Radical Compliance.

6. IDB debars construction company. Harry Cassin in the FCPA Blog.

7. First ZTE monitorship ends. Jaclyn Jaeger in Compliance Week (sub req’d)

8. DOJ raises stakes. Todd Fishman, Noah Brumfield, Eun Woo Jhang and Elaine Johnston in CCI.

9. Top 6 ESG issues for 2022. Giles Newman in Risk and Compliance Matters.

10. A Privacy Shield replacement on the horizon? Neil Hodge in Compliance Week. (sub req’d)

Podcasts and More

11. In March on The Compliance Life, I visit with Audrey Harris, Managing Director at AMI, formerly CCO at BHP. In Part 1, she discussed her academic background and early professional career. In Episode 2, Audrey moved to the CCO chair at BHP. In Episode 3, she moved back to private practice. In Episode 4, she moves to AMI.

12. Tom has a two part series with Aly McDevitt on her recent Ransomware case study, on Greetings and Felicitations, Part 1 and Part 2.

13. Why should you attend Compliance Week 2022? Find out on this episode of From the Editor’s Desk. Listeners get a $200 discount to CW 2022 with the code Fox200. More here.

14. Tom visits with Pop Hair Art Salon founder, Michele Van Fossen on The Hill Country Podcast.

15. An undergrad degree focusing on ESG? Jules Oringel explains on the ESG Compliance Podcast.

Tom Fox is the Voice of Compliance and can be reached at tfox@tfoxlaw.com. Jay Rosen is Mr. Monitor and can be reached at jrosen@affiliatedmonitors.com.

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