Compliance pro Curtis Findlay and Regulatory Affairs lawyer Ed Skwarek join Jason for a discussion of the framework behind compliance and regulation.
Subscribe at the CE Drive Podcast Page to get access to Quizzes!
Supplementary Materials:
Canada (Minister of Citizenship and Immigration) v. Vavilov, 2019 SCC 65 (CanLII)
Ed Skwarek
Canadian Securities Administrators (CSA) FAQs
CCIR Cooperative Fair Treatment of Customers (FTC) Review – Consolidated Observations Report
Joint Ownership and Why Jason Hates It
Using Tech to Improve Client Onboarding
Consumer Advocate
Professional Trustee Services
Financial Education using Technology
Family Law 101
Wealth Management and Financial Planning
The F-Word and Other Regulatory Concerns
Therapy Tools in a Planning Practice
Retirement Planning: Endowments and RRIF
IPP: A Masterclass
Property and Casualty Risks in Financial Planning
The Role of Financial Therapy
Intro to Impact Investing
Group Benefits: Two Perspectives
Advice-Only Planning
Pension Buyback in a Complex Case
Ethics Lessons from Season 3: Part1
Life Insurance Fundamentals
Create your
podcast in
minutes
It is Free