A man sits outside an office building on his laptop. He keeps to himself and passers-by don’t really notice him. He has been outside this office building before, but he is not interested in going inside. Unknown to those around him, and the company operating inside the building, this man is inside their network, accessing confidential information and reading their emails. He’s after inside information.
Steven Oakes was sentenced on 25 June 2019 in the County Court at Melbourne to a total effective sentence of three years imprisonment, and ordered that he be released after serving 18 months of the term of imprisonment, on his own recognisance to be of good behaviour for 18 months, after pleading guilty to a total of 11 charges for insider trading, unauthorised access to data with the intention to commit a serious offence (insider trading) and the alteration of electronic devices required by ASIC.
In this episode, we hear from the investigators behind ASIC’s case - Peter Ridgley and Anthony Vardy.
For more information about ASIC's case, read our media release (19-153MR) and download an infographic on our website.
Episode 65: Crypto-assets for first time investors
Episode 64: Markets enforcement outcomes
Episode 63: ASIC enforcement update July to December 2020
Episode 62: Corporate governance enforcement outcomes
Episode 61: Risky business: land banking property investment schemes
Episode 60: Holes in the safety net: A review of TPD insurance claims
Episode 58: Oversight of non-financial risk
Episode 57: Are car insurance investigations treating consumers fairly?
Episode 56: ASIC's case against former director Bradley Silver
Episode 55: ASIC enforcement outcomes, January to June 2019
Episode 54: The future of financial services
Episode 53: Creating Shared Value
Episode 52: The regulatory toolkit
Episode 51: ASIC's case against former financial adviser James Gibbs
Episode 50: Balancing consumer choice and protection
Episode 48: International standard setting for insurance supervisors
Episode 47: The power of a ponzi scheme
Episode 46: ASIC enforcement update July to December 2018
Episode 45: Product intervention powers and design and distribution obligations
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