The Enforcement Insider Podcast
Business
Fiscal Year-End Trends and CFTC Enforcement Advisory on Penalties, Monitors and Admissions
During this episode, hosts Michael Loesch and Brendan Quigley invite Baker Botts Partner Bridget Moore to discuss fiscal year-end enforcement trends for the SEC, CFTC and DOJ. They also cover a recent CFTC enforcement advisory on penalties, monitors and admissions announced by CFTC Director of Enforcement, Ian McGinley, as well as implications for corporate compliance programs.
CFTC Press Release
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