What to Expect: CE Transformation & Maintaining Qualifications Program
In 2020, FINRA and the CE Council embarked on the biggest transformation of the continuing education program in 25 years. And in the months ahead, those major changes are going into effect.
On this episode, we hear from Patricia Monterosso of FINRA's Credentialing, Registration, Education and Disclosure team and Elizabeth Hansen, the 2021 CE Council Chair, about what firms and reps can expect and why these changes will have such a big impact.
How are we doing? Take the FINRA Unscripted survey today.
Resources mentioned in this episode:
CE Council Website
Key Topics: Continuing Education
Regulatory Notice 20-05
Regulatory Notice 21-41
Maintaining Qualifications Program
Financial Professional Gateway (FinPro)
Episode 54: Enhancing Industry Continuing Education
Small Firm Conference Call: CE Transformation
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