Broker dealer definitions + problem walkthrough (Series 63, 65, 66)

Broker dealers are a commonly tested topic on the NASAA Series 63, 65, and 66 exams. In this episode, Brandon Rith, Achievable FINRA author and formerly an 8X-awarded Licensing lead at Fidelity, shares what you'll need to know about broker dealers on the exams before walking you through a BD definition problem in Achievable's Series 65 course. Follow along with the podcast by opening the problem here, no signup required.

Achievable is a modern test prep platform for the FINRA SIE, Series 6, 7, 63, 65, and 66. Try our courses for free at https://achievable.me