Government
The following is an excerpt from a session at ASIC's 2016 Annual Forum on robo-advice. The session covers:
view more
- How does robo-advice sit alongside traditional financial advice?
- Where does robo-advice cause the most disruption?
- How does the current regulatory framework apply to robo-advice?
- What are the issues that are unique to robo-advice?
- The podcast also discusses ASIC's Consultation Paper 254 Regulating digital financial advice (CP 254) and draft Regulatory Guide 000 Providing digital financial product advice to retail clients.
Speakers include ASIC's Joanna Bird and Louise Macaulay, Senior Executive Leaders of the Financial Advisers team as well as a panel discussion from:
Greg Miller, Executive General Manager, Wealth Advice, NAB
Chris Brycki, Founder and Chief Executive Officer, Stockspot
Kate Jackson-Maynes, Partner, King & Wood Mallesons
Dr June Smith, Lead Ombudsman, Investment and Advice, Financial Ombudsman Service Australia
More Episodes
Episode 43: Climate risk disclosure
2018-10-11
2018-10-11
Episode 40: SMSF advice
2018-06-28
2018-06-28
Episode 38: Van Le
2018-05-04
2018-05-04
Episode 37: Scott Farrell on open banking
2018-04-30
2018-04-30
Episode 36: ASIC's Stretch RAP
2018-04-24
2018-04-24
Episode 35: Ian Yates
2018-04-18
2018-04-18
Episode 34: Mark McCrindle
2018-04-12
2018-04-12
Episode 33: Close the Gap
2018-03-28
2018-03-28
Episode 32: Add-on insurance
2018-03-16
2018-03-16
Episode 30: Risk management systems
2018-01-19
2018-01-19
Episode 29: ASIC's Annual Report
2017-10-26
2017-10-26
Episode 28 - ASIC's Data Strategy
2017-09-19
2017-09-19
Episode 25: Crowd-sourced funding
2017-07-20
2017-07-20
Get this podcast on your
phone, FREE
