Kimberley Cole speaks with Emma Parry of Novafin Consulting about her journey from banking COO to conduct risk and culture advisor – what’s trending in tech, regulators and how to use your transferable skills.
Emma Parry is a C suite and board advisor with broad international investment banking experience. Following a successful career in financial services working for firms such as HSBC, and JP Morgan Chase, she is now building a portfolio career with a specialist focus on conduct risk. Emma has held various roles from COO to program management to leading global client service teams through to conduct and product governance. Her client base includes regtechs, fintechs, wholesale banks and occasionally law firms as an expert witness.
Show Notes
01:16 Career Journey
03:51 Transferable Skills
14:39 Regtech Investment Trends
16:53 Technology Trends
17:47 Conduct Regulator Trends
20:02 Key Takeaways for Conduct Risk
Transcripts, membership & more > https://www.riskywomen.org/2023/09/podcast-s6e8-conduct-unbecoming-emma-parry/
CRA and Fair Lending: Mary Bailey
Compliance & Risk Challenges for Small Asset Management Firms: Amy Aubin
Compliance Priorities for 2022: Carol Beaumier & Bernadine Reese
Risk Transformation: Carol Beaumier
Compliance Transformation: Donna Timlen
Workplace Transformation: Sophie Krynauw
Career Transformation: Amii Barnard-Bahn + Diana Wu-David
RegTech Transformation: Jo Ann Barefoot
Regulatory Change Transformation: Diane Minunni Callan
Collaboration Can Transform: Karyn Kenny
The Transformation Journey: Lucy Pearman
Behavioural Science Driving Conduct and Compliance: Kate Miller
AI Re-imagines Financial Crime Risk: Elke Biechele
Is Common Sense Uncommon in Risk and Compliance? Namita Bhide
Conflicts of Interest: Kelly-Ann McHugh
Risky Women on Pandemic Policies
The Impact of Governance: Pru Bennett
Season 3 Teaser
Regulator Series: Sarah Hayes from London’s Financial Conduct Authority
The Reg Doctor: Sian Lewin
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