Kenneth discussed the role of a state regulator, the administrator, in overseeing security transactions. He explained the concept of an offer and how it can be regulated, as well as the distinction between an offer and a sale in the context of share transactions. Kenneth also elaborated on the registration process with the administrator, the powers of the administrator, and the importance of record keeping for broker dealers and Federal Ias.
SIE Exam Prep FREE Intro to Regulations
SIE exam prep FREE (The Definitions)
Traditional IRA vs Roth IRA
Tools of the Federal Reserve
Accredited Investors
Penny Stocks The Bottom of the Barrel
Preferred stock.. its all about the income
Selling Short. If you think a stock is going down
Common stock. What is it?
Jul 8, 2020 episode 1 intro
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