These days, it's not a matter of if, but when, when it comes to cybersecurity incidents, which is why it's essential for all firms to ensure they're prepared for the inevitable.
On this episode, we're catching up with Bryan Smith, the new senior vice president of FINRA’s Complex Investigations and Intelligence (CII) team and Brita Bayatmakou, vice president of the Cyber and Analytics Unit within CII, for an update on CII, the cyber threat landscape and what firms should be thinking about and doing in response to the latest trends.
Resources mentioned in this episode:
FINRA's FBI Cyber Threat Briefings (Next Briefing: April 22)
Episode 112: Introducing FINRA’s Complex Investigations and Intelligence Team
CISA Alerts and Advisories
FBI Internet Crime Complaint Center: Industry Alerts
Reg Notice 21-29: Obligations Related to Outsourcing to Third-Party Vendors
Gen Z Investors: A Look at the Attitudes and Behaviors of the Youngest Investors
Preventing Financial Exploitation: Steps for Safeguarding Senior Investors
The FINRA Examination Team: The Ins and Outs of FINRA’s Annual Program
In Review: Looking Forward with FINRA and Board Chair Eric Noll
Enforcement and Economics: Driving Better Case Outcomes Through Collaboration
A New Twist on New Account Fraud: Detecting and Preventing ACATS Fraud
2023 Senior Investor Protection Conference: The Latest Trends, Scams and Schemes
FINRA's Risk Monitoring Program: Understanding the Unique Risks of Every Firm
Encore | Membership Application Program: Reviewing and Approving Digital Asset Firms
Then and Now: Following Up with the New and Experienced Investors of 2020
Introducing REMA: Thinking Differently About Rulemaking, Decision-Making, Innovation and More
A New Tool for Compliance: FINRA’s Machine-Readable Rulebook Initiative
Preparing for the Unexpected: The Ins and Outs and the Value of Succession Planning
2023’s Must-Read | Report on FINRA’s Examination and Risk Monitoring Program
Gift Guide for CCOs: Top Five FINRA Compliance Tools and Resources
Encore | Fraud Stoppers: FINRA’s Market Investigations Group
Enhancing Your Compliance Practice with the FINRA Institute at Georgetown CRCP Program
Membership Application Program: Reviewing and Approving Digital Asset Firms
2022 Ketchum Prize: Advancing Financial Inclusion and Alleviating Racial and Gender Bias in Agricultural Lending
CE Transformation Update: Annual Regulatory Element and the Latest on the MQP
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