These days, it's not a matter of if, but when, when it comes to cybersecurity incidents, which is why it's essential for all firms to ensure they're prepared for the inevitable.
On this episode, we're catching up with Bryan Smith, the new senior vice president of FINRA’s Complex Investigations and Intelligence (CII) team and Brita Bayatmakou, vice president of the Cyber and Analytics Unit within CII, for an update on CII, the cyber threat landscape and what firms should be thinking about and doing in response to the latest trends.
Resources mentioned in this episode:
FINRA's FBI Cyber Threat Briefings (Next Briefing: April 22)
Episode 112: Introducing FINRA’s Complex Investigations and Intelligence Team
CISA Alerts and Advisories
FBI Internet Crime Complaint Center: Industry Alerts
Reg Notice 21-29: Obligations Related to Outsourcing to Third-Party Vendors
Beyond Hollywood: Money Laundering in the Securities Industry
2019 Budget Summary: A Look Behind the Curtain
FINRA’s Point Guard: The Central Review Group
Member Relations & Education: Making Regulation Smarter
CRD Transformation: Enhancing the Registration & Disclosure Process
A Look at the FINRA Institute at Georgetown CRCP Program
The Future of RegTech: The Challenges and Opportunities
The Annual Priorities Letter: A Fresh Take
Behind the Scenes: FINRA's Board of Governors
Bits & Bytes: A Look at Effective Cybersecurity Practices
Insider Trading: Finding the Needle in the Haystack
Millennials and Money: How to Get Started on the Road to Investing
Member Supervision: Introducing Bari Havlik and the Exam Program Transformation
Cybersecurity Awareness Month: Stay Connected and Protected
Debunked: 7 Myths about Millennials—the Underinvested Generation
The New SIE Exam: Opening Doors to the Securities Industry
Sharing Data and Strengthening Compliance
How FINRA Rules Get Made (And Reviewed)
Fintech, Regtech & Suptech: Keeping Up with Industry Innovations
Enforcement Guiding Principles
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