These days, it's not a matter of if, but when, when it comes to cybersecurity incidents, which is why it's essential for all firms to ensure they're prepared for the inevitable.
On this episode, we're catching up with Bryan Smith, the new senior vice president of FINRA’s Complex Investigations and Intelligence (CII) team and Brita Bayatmakou, vice president of the Cyber and Analytics Unit within CII, for an update on CII, the cyber threat landscape and what firms should be thinking about and doing in response to the latest trends.
Resources mentioned in this episode:
FINRA's FBI Cyber Threat Briefings (Next Briefing: April 22)
Episode 112: Introducing FINRA’s Complex Investigations and Intelligence Team
CISA Alerts and Advisories
FBI Internet Crime Complaint Center: Industry Alerts
Reg Notice 21-29: Obligations Related to Outsourcing to Third-Party Vendors
AI Virtual Conference: Industry Views on the State of Artificial Intelligence
Overlapping Risks, Part 2: Anti-Money Laundering and Elder Exploitation
Overlapping Risks, Part I: Anti-Money Laundering and Cybersecurity
2020 Ketchum Prize: The Financial Security of Americans with Disabilities
Excessive Trading: When A Lot Becomes Too Much
Augmenting the Exam and Risk Monitoring Program with Data Analytics and Technology
FINRA’s R&D Program: Exploring the Future of Advanced Analytics
The Ombudsman: FINRA’s Confidential, Independent Resource
Encore | Beyond Hollywood: Money Laundering in the Securities Industry
Virtual Conference Panels: Fireside Chat on Current Issues
Regulation Best Interest: Implementing a New Standard of Conduct
Protecting the Most Vulnerable: How FINRA Enforcement Prioritizes Senior Investors
COVID-19 Task Force: Staying Innovative and Collaborative Through Crisis
Introducing Greg Ruppert and the National Cause and Financial Crimes Detection Programs
FINRA Enforcement: Protecting Investors and Markets in Good Times and Bad
Market Structure & COVID-19: Handling Increased Volatility and Volumes
Securities Helpline for Seniors: Celebrating 5 Years of Senior Investor Protection
Business in the Time of COVID-19: BCPs, Regulatory Relief & More
The MAP Group: Gatekeeper to the Broker-Dealer Industry
FINRA & CE Council: Enhancing Industry Continuing Education
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