These days, it's not a matter of if, but when, when it comes to cybersecurity incidents, which is why it's essential for all firms to ensure they're prepared for the inevitable.
On this episode, we're catching up with Bryan Smith, the new senior vice president of FINRA’s Complex Investigations and Intelligence (CII) team and Brita Bayatmakou, vice president of the Cyber and Analytics Unit within CII, for an update on CII, the cyber threat landscape and what firms should be thinking about and doing in response to the latest trends.
Resources mentioned in this episode:
FINRA's FBI Cyber Threat Briefings (Next Briefing: April 22)
Episode 112: Introducing FINRA’s Complex Investigations and Intelligence Team
CISA Alerts and Advisories
FBI Internet Crime Complaint Center: Industry Alerts
Reg Notice 21-29: Obligations Related to Outsourcing to Third-Party Vendors
Advertising Regulation: Expect More Than Just Hype
Encore | Insider Trading: Finding the Needle in the Haystack
What Fees?: A Look at American Investor Knowledge
What to Expect: The 2020 Exam and Risk Monitoring Program
A Career Highlight: Exam and Risk Monitoring Program Transformation Update
Encore | How FINRA Rules Get Made (And Reviewed)
The Buildathon: Creating New Technology in Service of Investors
2019 Ketchum Prize: The Evolving World of Retirement Security
Regulation Best Interest: Preparing for a New Standard of Conduct
Market Regulation Enforcement: Ensuring Market Integrity
The Createathon: Breaking Down Silos and Sparking Innovation
FINRA’s Ambassador Abroad: The International Group
Collaboration, Expertise, Innovation and Responsibility: Introducing FINRA’s Values
Credit For Cooperation: Recognizing Extraordinary Efforts
Financial Capability Study, Part II: Tracking Shifting Currents of Financial Well-Being
Financial Capability Study, Part I: Does a Rising Tide Lift All Boats?
Encore | How the Cloud and Machine Learning Have Transformed FINRA Market Surveillance
DXT: Transforming the Digital Experience of Firms
Straight from the Top: Fireside Chat with Robert Cook and Bari Havlik
Beyond Hollywood, Part II: AML Priorities and Best Practices
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