These days, it's not a matter of if, but when, when it comes to cybersecurity incidents, which is why it's essential for all firms to ensure they're prepared for the inevitable.
On this episode, we're catching up with Bryan Smith, the new senior vice president of FINRA’s Complex Investigations and Intelligence (CII) team and Brita Bayatmakou, vice president of the Cyber and Analytics Unit within CII, for an update on CII, the cyber threat landscape and what firms should be thinking about and doing in response to the latest trends.
Resources mentioned in this episode:
FINRA's FBI Cyber Threat Briefings (Next Briefing: April 22)
Episode 112: Introducing FINRA’s Complex Investigations and Intelligence Team
CISA Alerts and Advisories
FBI Internet Crime Complaint Center: Industry Alerts
Reg Notice 21-29: Obligations Related to Outsourcing to Third-Party Vendors
2021 Small Firm Conference: A Fireside Chat with Robert Cook and Greg Ruppert
FINRA Foundation Military Spouse Fellowship Program: Assisting Service Members and Their Families
Encore | Overlapping Risks: Anti-Money Laundering and Cybersecurity
2021 Ketchum Prize: Expanding Financial Capability in Native Communities
Make Your Voice Heard: FINRA's Regional Committees
The Journey to the Cloud: Implications for the Securities Industry
Introducing Stephanie Dumont
FINRA’s Financial Intelligence Unit: Connecting the Dots
Building Board Diversity: FINRA’s Ongoing Commitment
2021 Annual Conference: Robert Cook and Eileen Murray Fireside Chat
Zoom Arbitration One Year Later: Lessons Learned, Tips for Practitioners and the Road Ahead
Advanced Analytics: Transforming Advertising Regulation
At, By or Through: Fraud in the Broker-Dealer Industry
Exam and Risk Monitoring Program: Responding to COVID-19 and Looking Ahead
Year in Review: The 2020 Exam and Risk Monitoring Program
Cybersecurity: Current and Emerging Industry Priorities and Threats
Behind the Process: How an Enforcement Action Becomes an Enforcement Action
Encore | Augmenting the Exam and Risk Monitoring Program with Data Analytics and Technology
Revolutionizing the Digital Experience: Form U4 and FINRA Gateway
Member Relations & Education: Reimagining the Future of Engagement
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